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Corporate Finance: Debt, Equity, and Derivative Markets and Their Intermediaries

Gabilondo, 4th Ed.

ISBN-13: 9781634594509
ISBN-10: 1634594509

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A

  • Abrams v. Oppenheimer Government Securities, Inc.
    737 F.2d 582 (7th Cir. 1984)
  • Abrams v. Prudential Securities, Inc.
    2000 WL 390494 (N.D.Ill.2000)
  • Ajay Sports, Inc. v. Casazza
    1 P.3d 267 (Colo.App.2000)
  • American Realty Trust v. United States of America
    498 F.2d 1194 (4th Cir. 1974)

B

C

  • Caiola v. Citibank, N.A., New York
    295 F.3d 312 (2002)
  • Cede & Co. v. Technicolor, Inc.
    684 A.2d 289 (1996)
  • Centrifugal Casting Machine Co. v. American Bank and Trust Co.
    966 F.2d 1348 (10th Cir. 1992)
  • CFTC v. Co Petro Marketing Group, Inc.
    680 F.2d 573 (9th Cir. 1982)
  • CFTC v. Hunt
    591 F.2d 1211 (7th Cir.), cert. denied, 442 U.S. 921, 9 S.Ct. 2848, 61 L.Ed.2d 290 (1979)
  • Chicago Mercantile Exchange v. S.E.C.
    883 F.2d 537 (1989)
  • City of New Orleans v. Smith Barney, Inc.
    1999 WL 288797 (E.D.La.1999)
  • Cooper v. Pabst Brewing Co.
    1993 WL 208763 (Del.Ch., 1993)

D

  • Doppelt v. Perini Corp.
    2002 WL 392289 (S.D.N.Y. 2002), aff'd 53 Fed.Appx. 174 (2d Cir. 2002)
  • Dunn v. CFTC
    519 U.S. 465, 117 S.Ct. 913, 137 L.Ed.2d 93 (1997)

E

F

  • FDIC v. Philadelphia Gear Corp.
    476 U.S. 426 (1986)

G

  • Gary Plastic Packaging Corp. v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
    756 F.2d 230 (2d Cir. 1985)
  • Gonsalves v. Straight Arrow Publishers, Inc.
    701 A.2d 357 (Del.1997)
  • Guttmann v. Illinois Central R. Co.
    189 F.2d 927 (1951)

H

I

  • In re 75,629 Shares of Common Stock of Trapp Family Lodge, Inc.
    169 Vt. 82, 725 A.2d 927 (1999)
  • In re Bluegrass Ford-Mercury, Inc.
    942 F.2d 381 (6th Cir. 1991)
  • In re Color Tile, Inc.
    2000 WL 152129 (2000)
  • In re Enron Corporation Securities, Derivative & ERISA Litigation
    235 F.Supp. 549 (2002)
  • In re Montgomery
    983 F.2d 1389 (6th Cir. 1993)
  • In re National Mortgage Equity Corp. Mortgage Pool Certificates Securities Litigation
    636 F.Supp. 1138 (C.D.Cal. 1986)
  • In re RJR Nabisco, Inc. Shareholders Litigation
    556 A.2d 1070 (Del.Ch.1989)
  • In re Sunstates Corp. Shareholders' Litigation
    788 A.2d 530 (2001)
  • In re UBS Auction Rate Securities Litigation
    2010 U.S. Dist. LEXIS (S.D.N.Y. 2010)
  • In the Matter of Bielfeldt
    T.C. Memo. 1998-394, aff'd, 231 F.3d 1035 (7th Cir. 2000), cert. denied, 534 U.S. 813, 122 S.Ct. 38, 151 L.Ed.2d 11 (2001)
  • In the Matter of Certain Market Making Activities on Nasdaq
    1998 WL 919673 (1998)
  • In the Matter of Dynegy Inc.
    Securities Exchange Act Release No. 46537 (September 24, 2002)
  • In the Matter of John H. Gutfreund, et al.
    51 SEC 93 (1992)
  • In the Matter of the Appraisal of Ford Holdings, Inc. Preferred Stock
    698 A.2d 973 (1997)
  • In the Matter of Trump Hotels & Casino Resorts, Inc.
    Securities Exchange Act Release No. 45287 (Jan. 16, 2002)

J

K

L

M

  • Matter of Munford, Inc., d.b.a. Majik Market, Debtor
    97 F.3d 456 (1996)
  • McMahon & Co. v. Po Folks, Inc.
    206 F.3d 627 (6th Cir. 2000)
  • Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Curran
    456 U.S. 353, 102 S.Ct. 1825, 72 L.Ed.2d 182 (1982)
  • Metropolitan Life Insurance Company v. RJR Nabisco, Inc.
    716 F.Supp. 1504 (S.D.N.Y. 1989)
  • MFS Securities Corp. v. New York Stock Exchange, Inc.
    277 F.3d 613 (2d Cir.), cert. denied, 536 U.S. 924, 122 S.Ct. 2592, 153 L.Ed.2d 781 (2002)
  • MG Refining & Marketing, Inc. v. Knight Enterprises, Inc.
    25 F.Supp.2d 175 (S.D.N.Y. 1998)
  • Miller v. American Stock Exchange
    317 F.3d 134 (2d Cir. 2003)
  • Minpeco, S.A. v. ContiCommodity Services, Inc.
    673 F.Supp. 684 (S.D.N.Y.1987)
  • Morris v. Standard Gas & Electric Co.
    63 A.2d 577 (1949)
  • M.P.M. Enterprises, Inc. v. Gilbert
    731 A.2d 790 (Del.1999)
  • Mutual Sav. Life Ins. Co. v. James River Corp.
    716 So.2d 1172 (1998)

N

P

R

S

  • Sanders v. John Nuveen & Co.
    463 F.2d 1075 (1972)
  • Securities and Exchange Commission v. Miller
    495 F.Supp. 465 (S.D.N.Y.1980)
  • Securities and Exchange Commission v. Mount Vernon Memorial Park
    664 F.2d 1358 (9th Cir. 1982), cert. denied, 456 U.S. 961, 102 S.Ct. 2037, 72 L.Ed.2d 485 (1982)
  • Securities and Exchange Commission v. W. J. Howey Co.
    328 U.S. 293, 66 S.Ct. 1100, 90 L.Ed. 1244 (1946)
  • Securities Industry Ass'n v. Clarke
    885 F.2d 1034 (2d Cir. 1989), cert. denied, 493 U.S. 1070 (1990)
  • SEC v. Dunlap
    Civil Action No. 01-8437-CIV
  • SEC v. Fifth Avenue Coach Lines, Inc.
    289 F. Supp. 3 (S.D.N.Y 1968), aff'd, 435 F.2d 510 (2d Cir. 1970)
  • SEC v. SG Ltd.
    265 F.3d 42 (1st Cir. 2001)
  • Shultz v. Securities and Exchange Commission
    614 F.2d 561 (7th Cir. 1980)
  • Silver v. New York Stock Exchange
    373 U.S. 341, 83 S.Ct. 1246, 10 L.Ed.2d 389 (1963)
  • Spicer v. Chicago Board of Options Exchange, Inc.
    977 F.2d 255 (7th Cir. 1992)
  • Stokes v. Continental Trust Co. of City of New York
    78 N.E. 1090 (1906)
  • Strassburger v. Early
    752 A.2d 557 (2000)

T

  • Taylor v. Standard Gas & Electric Co.
    306 U.S. 307 (1939)
  • The Pension Committee of the University of Montreal Pension Plan v. Banc of America Securities, LLC
    568 F.3d 374 (2d Cir. 2009)
  • The Prudential Insurance Company of America v. Commissioner of Internal Revenue
    882 F.2d 832, 836-838 (3d Cir. 1989)
  • Transnor (Bermuda) Ltd. v. BP North America Petroleum
    738 F.Supp. 1472 (S.D.N.Y. 1990)

U

  • United States ex rel. O'Donnell v. Countrywide Home Loans, Inc.
    822 F.3d 650 (2d Cir. 2016)
  • United States v. Dougherty
    763 F.2d 970 (8th Cir. 1985)
  • United States v. Morgan
    118 F.Supp. 621 (S.D.N.Y. 1953)
  • United States v. NASD
    422 U.S. 694 (1975)
  • United States v. Winograd
    656 F.2d 279 (7th Cir. 1981), cert. denied, sub nom., 455 U.S. 989, 102 S.Ct. 1612, 71 L.Ed.2d 848 (1982)
  • U.S. Trust Co. of New York v. Jenner
    168 F.3d 630 (2d Cir. 1999)

W

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