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In the Matter of JPMorgan Chase & Co.

Release No. 3490, Release No. 70458, 2013 WL 5275772 (2013)

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In the Matter of JPMorgan Chase & Co.

Securities and Exchange Commission
Release No. 3490, Release No. 70458, 2013 WL 5275772 (2013)

SC

Facts

The Securities and Exchange Commission (SEC) (plaintiff) instituted cease-and-desist proceedings against JPMorgan Chase & Company (JPMorgan) (defendant). In July 2012, JPMorgan announced that it would be reissuing its quarterly financial reports for the first quarter of 2012. JPMorgan also disclosed that it found that it had insufficient internal controls over its financial reporting.

Rule of Law

Issue

Holding and Reasoning ()

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