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Securities Registration Exemptions

Learn about several exemptions to the securities registration requirements.

Transcript

When an acquiring company uses securities as consideration in an M&A transaction, those securities must either be registered with the Securities and Exchange Commission or qualify for an exemption from registration. In another lesson, we discussed how complex and time-consuming the securities registration process can be. Fortunately, several exemptions allow companies to offer and sell securities without registration.

In this lesson, we’ll explore some of the exemptions commonly used in...