Internal Investigations and Compliance Programs
Learn about how institutions endeavor to proactively foster adherence to legal and regulatory requirements to avoid or mitigate criminal and civil liability.
Transcript
Internal investigations and corporate compliance programs are two mechanisms companies use to ensure that they’re operating in accordance with legal, regulatory, and ethical standards.
I. Internal Investigations
Typically, an internal investigation is a formal inquiry that a company conducts to assess whether the company and its employees have violated any applicable laws, regulations, or corporate policies. An investigation might be initiated, for example, in response to...
