Securities Regulation: Cases and Materials
Cox, 11th Ed.
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Aaron v. Securities and Exchange CommissionThis case brief has an associated case brief video.
446 U.S. 680 (1980)Absolute Activist Value Master Fund Ltd. v. Ficeto
677 F.3d 60 (2012)Ackerberg v. JohnsonThis case brief has an associated case brief video.
892 F.2d 1328 (1989)Affiliated Ute Citizens v. United StatesThis case brief has an associated case brief video.
406 U.S. 128 (1972)Akerman v. Oryx Communications, Inc.This case brief has an associated case brief video.
810 F.2d 336 (1987)Arceneaux v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
767 F.2d 1498 (1985)Asher v. Baxter International Inc.This case brief has an associated case brief video.
377 F.3d 727 (2004)AUSA Life Insurance Co. v. Ernst & Young
206 F.3d 202 (2000)
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Basic Inc. v. LevinsonThis case brief has an associated case brief video.
485 U.S. 224 (1988)Berckeley Investment Group, Ltd. v. Colkitt
455 F.3d 195 (2006)Blue Chip Stamps v. Manor Drug StoresThis case brief has an associated case brief video.
421 U.S. 723, 95 S. Ct. 1917, 44 L. Ed. 2d 539 (1975)Brown v. E.F. Hutton Group, Inc.
991 F.2d 1020 (1993)
C
Chiarella v. United StatesThis case brief has an associated case brief video.
445 U.S. 222 (1980)Coinbase, Inc. v. Securities and Exchange Commission
126 F.4th 175 (2025)
D
Dirks v. Securities and Exchange CommissionThis case brief has an associated case brief video.
463 U.S. 646 (1983)Donohoe v. Consolidated Operating & Production Corp.
30 F.3d 907 (1994)
E
Eisenstadt v. Centel Corp.This case brief has an associated case brief video.
113 F.3d 738, 745-746 (1997)Escott v. BarChris Construction Corp.This case brief has an associated case brief video.
283 F.Supp. 643 (1968)Europe and Overseas Commodity Traders, S.A. v. Banque Paribas London
147 F.3d 118 (1998)
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Gustafson v. Alloyd Co.This case brief has an associated case brief video.
513 U.S. 561, 115 S.Ct. 1061, 131 L.Ed.2d 1 (1995)
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Halliburton Co. v. Erica P. John Fund, Inc.This case brief has an associated case brief video.
573 U.S. 258, 134 S. Ct. 2398, 189 L. Ed. 2d 339 (2014)Hanly v. Securities and Exchange Commission
415 F.2d 589 (1969)Hertzberg v. Dignity Partners, Inc.This case brief has an associated case brief video.
191 F.3d 1076 (1999)Huppe v. WPCS International Inc.
670 F.3d 214 (2012)Hyer v. MaloufThis case brief has an associated case brief video.
Fed. Sec. L. Rep. (CCH) ¶94,857 (2008)
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In re Donald J. Trump Casino Securities Litigation (Kaufman v. Trump's Castle Funding)This case brief has an associated case brief video.
7 F.3d 357 (1993)In re National Association of Securities Dealers, Inc.
Exchange Act Release No. 17371 (1980)In re Vivendi, S.A. Securities LitigationThis case brief has an associated case brief video.
838 F.3d 223 (2016)In re WorldCom, Inc. Securities LitigationThis case brief has an associated case brief video.
346 F. Supp. 2d 628 (2004)In the Matter of Franchard CorporationThis case brief has an associated case brief video.
42 S.E.C. 163 (1964)In the Matter of John H. Gutfreund, et al.
51 SEC 93 (1992)
J
Janus Capital Group, Inc. v. First Derivative TradersThis case brief has an associated case brief video.
564 U.S. 135 (2011)Jaroslawicz v. M&T Bank Corp.
962 F.3d 701 (2020)Jones v. Harris Associates L.P.This case brief has an associated case brief video.
559 U.S. 335 (2010)
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KPMG, LLP v. Securities and Exchange Commission
289 F.3d 109 (2002)
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Lorenzo v. Securities and Exchange CommissionThis case brief has an associated case brief video.
139 S. Ct. 1094 (2019)Lowe v. SECThis case brief has an associated case brief video.
472 U.S. 181, 105 S.Ct. 2557, 86 L.Ed.2d 130 (1985)
M
Macquarie Infrastructure Corp. v. Moab Partners, L.P.
601 U.S. 257 (2024)Makor Issues & Rights, Ltd. v. Tellabs, Inc.This case brief has an associated case brief video.
513 F.3d 702 (2008)Mark v. FSC Securities Corp.This case brief has an associated case brief video.
870 F.2d 331 (1989)Morrison v. National Australia Bank, Ltd.This case brief has an associated case brief video.
561 U.S. 247, 130 S.Ct. 2869, 177 L.Ed.2d 535 (2010)
O
Omnicare, Inc. v. Laborers District Council Construction Industry Pension FundThis case brief has an associated case brief video.
575 U.S. 175, 135 S.Ct. 1318, 191 L.Ed. 253 (2015)
P
Panther Partners Inc. v. Ikanos Communications, Inc.
681 F.3d 114 (2012)Pinter v. DahlThis case brief has an associated case brief video.
486 U.S. 622, 108 S.Ct. 2063, 100 L.Ed.2d 658 (1988)
R
Reves v. Ernst & YoungThis case brief has an associated case brief video.
494 U.S. 56, 110 S.Ct. 945, 108 L.Ed.2d 47 (1990)
S
Salameh v. Tarsadia HotelThis case brief has an associated case brief video.
726 F.3d 1124 (2013)Securities and Exchange Commission v. Apuzzo
689 F.3d 204 (2012)Securities and Exchange Commission v. Chinese Consolidated Benevolent Association, Inc.This case brief has an associated case brief video.
120 F.2d 738, 314 U.S. 618 (1941)Securities and Exchange Commission v. Citigroup Global Markets
752 F.3d 285 (2014)Securities and Exchange Commission v. Datronics Engineers, Inc.
490 F.2d 250 (1973), 416 U.S. 937 (1974)Securities and Exchange Commission v. EdwardsThis case brief has an associated case brief video.
540 U.S. 389, 124 S. Ct. 892, 157 L. Ed. 2d 813 (2004)Securities and Exchange Commission v. Ishopnomarkup.com, Inc.
2007 U.S. Dist. LEXIS 70684 (Sept. 24, 2007)Securities and Exchange Commission v. Jos. Schlitz Brewing Co.
452 F. Supp. 824 (1978)Securities and Exchange Commission v. Ralston Purina Co.This case brief has an associated case brief video.
346 U.S. 119 (1953)Securities and Exchange Commission v. W. J. Howey Co.This case brief has an associated case brief video.
328 U.S. 293, 66 S.Ct. 1100, 90 L.Ed. 1244 (1946)SEC v. Capital Gains Research Bureau, Inc.
375 U.S. 180, 84 S.Ct. 275, 11 L.Ed.2d 237 (1963)SEC v. Genovese
2021 U.S. Dist. LEXIS 58323 (2021)SEC v. National Student Marketing Corp.
457 F. Supp. 682 (1978)SEC v. World-Wide Coin Investments, Ltd.This case brief has an associated case brief video.
567 F. Supp. 724 (1983)
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U
United Housing Foundation, Inc. v. FormanThis case brief has an associated case brief video.
421 U.S. 837, 95 S.Ct. 2051, 44 L.Ed.2d 621 (1975)United States v. Dixon
536 F.2d 1388 (1976)United States v. LeonardThis case brief has an associated case brief video.
529 F.3d 83 (2008)United States v. Mulheren
938 F.2d 364 (1991)United States v. O'HaganThis case brief has an associated case brief video.
521 U.S. 642 (1997)United States v. SimonThis case brief has an associated case brief video.
425 F.2d 796 (1969)United States v. WolfsonThis case brief has an associated case brief video.
405 F.2d 779 (1968), 394 U.S. 946 (1969)
V
Virginia Bankshares, Inc. v. SandbergThis case brief has an associated case brief video.
501 U.S. 1083, 111 S. Ct. 2749, 115 L. Ed. 2d 929 (1991)
