Securities Regulation, Cases and Materials
Hazen, 10th Ed.
ISBN-13: 9781642424003
ISBN-10: 1642424005
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Akerman v. Oryx Communications, Inc.This case brief has an associated case brief video.
810 F.2d 336 (1987)Amanda Acquisition Corp. v. Universal Foods Corp.This case brief has an associated case brief video.
877 F.2d 496, 493 U.S. 955 (1989)
B
Banca Cremi, S.A. v. Alex. Brown & Sons, Inc.
132 F.3d 1017 (1997)Barnes v. Osofsky
373 F.2d 269 (1967)Basic Inc. v. LevinsonThis case brief has an associated case brief video.
485 U.S. 224 (1988)Beecher v. Able
374 F. Supp. 341 (1974), 435 F. Supp. 397 (1975)Bershad v. McDonough
428 F.2d 693 (1970)Blue Chip Stamps v. Manor Drug StoresThis case brief has an associated case brief video.
421 U.S. 723, 95 S. Ct. 1917, 44 L. Ed. 2d 539 (1975)Bonny v. Society of Lloyd's
3 F.3d 156 (1993)Brodt v. Bache
595 F.2d 459 (1978)Busch v. Carpenter
827 F.2d 653 (1987)
C
Caiola v. Citibank, N.A.
295 F.3d 312 (2002)Carlson v. Bear, Stearns & Company, Inc.
906 F.2d 315 (1990)Chamber of Commerce of the United States of America v. Securities and Exchange Commission
412 F.3d 133 (2005)Charles Hughes & Co. v. SEC
139 F.2d 434 (1943)Chemical Fund v. Xerox Corp.
377 F.2d 107 (1967)Chiarella v. United StatesThis case brief has an associated case brief video.
445 U.S. 222 (1980)C.R.A. Realty Corp. v. Crotty
878 F.2d 562 (1989)CTS Corporation v. Dynamics Corporation of AmericaThis case brief has an associated case brief video.
481 U.S. 69, 107 S. Ct. 1637, 95 L. Ed. 2d 67 (1987)
D
Dirks v. Securities and Exchange CommissionThis case brief has an associated case brief video.
463 U.S. 646 (1983)Dura Pharmaceuticals, Inc. v. Michael BroudoThis case brief has an associated case brief video.
544 U.S. 336, 125 S. Ct. 1627, 161 L. Ed. 2d 577 (2005)
E
Eichenholtz v. Brennan
52 F.3d 478 (1995)Eichler v. Securities and Exchange Commission
757 F.2d 1066 (1985)Ernst & Ernst v. HochfelderThis case brief has an associated case brief video.
425 U.S. 185, 96 S.Ct. 1375, 47 L.Ed.2d 668 (1976)Escott v. BarChris Construction Corp.This case brief has an associated case brief video.
283 F.Supp. 643 (1968)
F
Feder v. Martin Marietta Corp.
406 F.2d 260 (1969)Feit v. Leasco Data Processing Equipment Corporation
332 F. Supp. 544 (1971)Friedman v. Salomon/Smith Barney, Inc.
2000 WL 1804719 (2000)
G
Galfand v. Chestnutt Corporation
545 F.2d 807 (1976)Gallagher v. Abbott LaboratoriesThis case brief has an associated case brief video.
269 F.3d 806 (2001)Goldberg v. Meridor
567 F.2d 209 (1977)Gratz v. Claughton
187 F.2d 46, cert. denied 341 U.S. 920, 71 S.Ct. 741, 95 L.Ed. 1353 (1951)Green v. Fund Asset Management, L.P.
286 F.3d 682 (2002)Green v. Occidental Petroleum Corp.
541 F.2d 1335 (1976)Gustafson v. Alloyd Co.This case brief has an associated case brief video.
513 U.S. 561, 115 S.Ct. 1061, 131 L.Ed.2d 1 (1995)
H
Hallwood Realty Partners, LP v. Gotham Partners, LP
286 F.3d 613 (2002)Hanly v. Securities and Exchange Commission
415 F.2d 589 (1969)Hanson Trust PLC v. SCM CorporationThis case brief has an associated case brief video.
774 F.2d 47 (1985)Harrison v. Dean Witter Reynolds, Inc.
79 F.3d 609 (1996)Heit v. Weitzen
402 F.2d 909 (1968)Hollinger v. Titan Capital Corp.
914 F.2d 1564 (1990)Humana, Inc. v. American Medicorp
445 F. Supp. 613 (1977)
I
In re Carl M. Loeb, Rhodes & Co.
33 S.E.C. 843 (1959)In re Investors Management Company, Inc.
44 S.E.C. 633 (1971)In re Silicon Graphics Inc. Securities Litigation
183 F.3d 970 (1999)In re Universal Camera Corp.
19 S.E.C. 648 (1945)In re WorldCom, Inc. Securities Litigation
2005 WL 638268 (2005)International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America v. DanielThis case brief has an associated case brief video.
439 U.S. 551, 99 S.Ct. 790, 58 L.Ed.2d 808 (1979)In the Matter of Cady, Roberts & Co.This case brief has an associated case brief video.
40 S.E.C. 907, 911-12 (1961)In the Matter of Caterpillar, Inc.This case brief has an associated case brief video.
Administrative Proceeding No. 3-7692, SEC Rel. No. 34-30532 (1992)In the Matter of Franchard CorporationThis case brief has an associated case brief video.
42 S.E.C. 163 (1964)In the Matter of Ira Haupt & Co.This case brief has an associated case brief video.
23 S.E.C. 589 (1946)In the Matter of John H. Gutfreund, et al.
51 SEC 93 (1992)
K
Kapps v. Torch Offshore, Inc.
379 F.3d 207 (2004)Kennecott Copper Corp. v. Curtiss-Wright Corp.
584 F.2d 1195 (1978)Koss v. Securities and Exchange Commission
364 F. Supp. 1321 (1973)Krim v. pcOrder.com, Inc.This case brief has an associated case brief video.
402 F.3d 489 (2005)
L
Landreth Timber Co. v. LandrethThis case brief has an associated case brief video.
471 U.S. 681, 105 S. Ct. 2297, 85 L.Ed.2d 692 (1985)Las Vegas Hawaiian Development Co. v. Securities and Exchange Commission
466 F. Supp. 928 (1979)Lowe v. SECThis case brief has an associated case brief video.
472 U.S. 181, 105 S.Ct. 2557, 86 L.Ed.2d 130 (1985)
M
Markowski v. Securities and Exchange Commission
274 F.3d 525 (2001)Matter of Doman Helicopters, Inc.
41 S.E.C. 431 (1963)Matter of Hazel Bishop, Inc.
40 S.E.C. 718 (1961)Matter of Shearson, Hammill & Company
42 S.E.C. 811 (1965)Matter of Yoshikawa
2006 WL 1113518 (2006)Meyers v. C&M Petroleum Producers, Inc.
476 F.2d 427 (1973)Mihara v. Dean Witter & Co.
619 F.2d 814 (1980)Mills v. Electric Auto-Lite Co.This case brief has an associated case brief video.
396 U.S. 375 (1970)
N
Nesbit v. McNeil
896 F.2d 380 (1990)Newton v. Merrill, Lynch, Pierce, Fenner & Smith
135 F.3d 266 (1998)
O
Omnicare, Inc. v. Laborers District Council Construction Industry Pension FundThis case brief has an associated case brief video.
575 U.S. 175, 135 S.Ct. 1318, 191 L.Ed. 253 (2015)
P
Pinter v. DahlThis case brief has an associated case brief video.
486 U.S. 622, 108 S.Ct. 2063, 100 L.Ed.2d 658 (1988)Polaroid Corp. v. Disney
862 F.2d 987 (1988)Prudent Real Estate Trust v. Johncamp Realty, Inc.
599 F.2d 1140 (2d Cir. 1979)
R
Reves v. Ernst & YoungThis case brief has an associated case brief video.
494 U.S. 56, 110 S.Ct. 945, 108 L.Ed.2d 47 (1990)Rondeau v. Mosinee Paper Corp.
422 U.S. 49, 95 S.Ct. 2069, 45 L.Ed.2d 12 (1975)Ross v. Bolton
904 F.2d 819 (1990)
S
Salman v. United StatesThis case brief has an associated case brief video.
580 U.S. 39 (2016)Santa Fe Industries, Inc. v. GreenThis case brief has an associated case brief video.
430 U.S. 462, 97 S.Ct. 1292, 51 L.Ed.2d 480 (1977)Schreiber v. Burlington Northern, Inc.This case brief has an associated case brief video.
472 U.S. 1, 105 S.Ct. 2458, 86 L.Ed.2d 1 (1985)Securities and Exchange Commission v. Adler
137 F.3d 1325 (1998)Securities and Exchange Commission v. Aqua-Sonic Products
687 F.2d 577 (1982)Securities and Exchange Commission v. Carter Hawley Hale Stores, Inc.This case brief has an associated case brief video.
760 F.2d 945 (1985)Securities and Exchange Commission v. Datronics Engineers, Inc.
490 F.2d 250 (1973), 416 U.S. 937 (1974)Securities and Exchange Commission v. EdwardsThis case brief has an associated case brief video.
540 U.S. 389, 124 S. Ct. 892, 157 L. Ed. 2d 813 (2004)Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.
474 F.2d 476 (1973)Securities and Exchange Commission v. Jos. Schlitz Brewing Co.
452 F. Supp. 824 (1978)Securities and Exchange Commission v. Lorin
877 F. Supp. 192 (1995)Securities and Exchange Commission v. McDonald Investment Co.
343 F.Supp. 343 (1972)Securities and Exchange Commission v. Murphy
626 F.2d 633 (1980)Securities and Exchange Commission v. Park
99 F. Supp. 2d 889 (2000)Securities and Exchange Commission v. Ralston Purina Co.This case brief has an associated case brief video.
346 U.S. 119 (1953)Securities and Exchange Commission v. Texas Gulf Sulphur Co.This case brief has an associated case brief video.
401 F.2d 833 (1968)Securities and Exchange Commission v. Wall Street Publishing Institute
851 F.2d 365 (1988)Securities and Exchange Commission v. W. J. Howey Co.This case brief has an associated case brief video.
328 U.S. 293, 66 S.Ct. 1100, 90 L.Ed. 1244 (1946)Securities and Exchange Commission v. Yun
327 F.3d 1263 (2003)SEC v. Blackburn
2020 WL 565551 (2020)SEC v. Capital Gains Research Bureau, Inc.
375 U.S. 180, 84 S.Ct. 275, 11 L.Ed.2d 237 (1963)SEC v. First Jersey Securities, Inc.
101 F.3d 1450 (1996)Shearson/American Express v. McMahon
482 U.S. 220, 107 S. Ct. 2332, 96 L. Ed. 2d 185 (1987)Shivangi v. Dean Witter
825 F.2d 885 (1987)Silver Hills Country Club v. Sobieski
55 Cal. 2d 811, 13 Cal. Rptr. 186, 361 P.2d 906 (1961)Smolowe v. Delendo Corp.
136 F.2d 231 (1943)Superintendent of Insurance v. Bankers Life & Casualty Co.
404 U.S. 6 (1971)
T
Tellabs, Inc. v. Makor Issues & Rights, Ltd.This case brief has an associated case brief video.
551 U.S. 308 (2007)Touche Ross & Company v. Securities and Exchange Commission
609 F.2d 570 (1979)Trecker v. Scag
679 F.2d 703 (1982)
U
Unger v. Amedisys, Inc.
401 F.3d 316 (2005)United States v. Kim
184 F. Supp. 2d 1006 (2002)United States v. Mulheren
938 F.2d 364 (1991)United States v. National Association of Securities Dealers
422 U.S. 694 (1975)United States v. O'HaganThis case brief has an associated case brief video.
521 U.S. 642 (1997)United States v. Sherwood
175 F.Supp. 480 (1959)United States v. WolfsonThis case brief has an associated case brief video.
405 F.2d 779 (1968), 394 U.S. 946 (1969)
V
Virginia Bankshares, Inc. v. SandbergThis case brief has an associated case brief video.
501 U.S. 1083, 111 S. Ct. 2749, 115 L. Ed. 2d 929 (1991)
W
Whiting v. Dow Chemical Co.
523 F.2d 680 (1975)Wielgos v. Commonwealth Edison Co.This case brief has an associated case brief video.
892 F.2d 509 (1989)World Trade Financial Corp. v. SEC
739 F.3d 1243 (2014)
Z
Zweig v. Hearst Corporation
594 F.2d 1261 (1979)