Study Aids
Case Briefs Overview
Casebooks
Case Briefs
I

In the Matter of The Goldman Sachs Group, Inc.

Exchange Act Release No. 90243 (2020)

From our private database of 46,400+ case briefs, written and edited by humans—never with AI.

In the Matter of The Goldman Sachs Group, Inc.

United States Securities and Exchange Commission
Exchange Act Release No. 90243 (2020)

Facts

The Goldman Sachs Group, Inc. (Goldman Sachs) (defendant), an investment banking firm, was charged with conspiring to bribe foreign government officials to obtain profitable business deals in violation of the Foreign Corrupt Practices Act (FCPA). Goldman Sachs admitted to the wrongdoing and entered into a deferred-prosecution agreement with the United States Department of Justice (DOJ), agreeing to abide by strict compliance requirements to prevent future FCPA violations and avoid prosecution by the DOJ. The Foreign Corrupt Practices Unit of the Securities and Exchange Commission (SEC) brought a parallel action against Goldman Sachs for the same misconduct, charging Goldman Sachs with violating various provisions of the Securities Exchange Act of 1934. To resolve the parallel action, Goldman Sachs consented to a cease-and-desist order issued by the SEC, prohibiting Goldman Sachs from committing further violations of securities laws.

Rule of Law

Issue

Holding and Reasoning ()

What to do next…

  1. Unlock this case brief with a free (no-commitment) trial membership of Quimbee.

    You’ll be in good company: Quimbee is one of the most widely used and trusted sites for law students, serving more than 832,000 law students since 2011. Some law schools even subscribe directly to Quimbee for all their law students.

    Unlock this case briefRead our student testimonials

  2. Learn more about Quimbee’s unique (and proven) approach to achieving great grades at law school.

    Quimbee is a company hell-bent on one thing: helping you get an “A” in every course you take in law school, so you can graduate at the top of your class and get a high-paying law job. We’re not just a study aid for law students; we’re the study aid for law students.

    Learn about our approachRead more about Quimbee

Here's why 832,000 law students have relied on our case briefs:

  • Written by law professors and practitioners, not other law students. 46,400 briefs, keyed to 994 casebooks. Top-notch customer support.
  • The right amount of information, includes the facts, issues, rule of law, holding and reasoning, and any concurrences and dissents.
  • Access in your classes, works on your mobile and tablet. Massive library of related video lessons and high quality multiple-choice questions.
  • Easy to use, uniform format for every case brief. Written in plain English, not in legalese. Our briefs summarize and simplify; they don’t just repeat the court’s language.

Access this case brief for FREE

With a 7-day free trial membership
Here's why 832,000 law students have relied on our case briefs:
  • Reliable - written by law professors and practitioners, not other law students
  • The right length and amount of information - includes the facts, issue, rule of law, holding and reasoning, and any concurrences and dissents
  • Access in your class - works on your mobile and tablet
  • 46,400 briefs - keyed to 994 casebooks
  • Uniform format for every case brief
  • Written in plain English - not in legalese and not just repeating the court's language
  • Massive library of related video lessons - and practice questions
  • Top-notch customer support

Access this case brief for FREE

With a 7-day free trial membership

Casebooks

Securities Regulation

Key Terms

Related Videos