Securities Regulation

Steinberg, 7th Ed.

ISBN-13: 9781531001438

ISBN-10: 1531001432

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A

Absolute Activist Value Master Fund Ltd. v. Ficeto
677 F.3d 60 (2d Cir. 2012)
Ackerberg v. Johnson
892 F.2d 1328 (1989)
Akerman v. Oryx Communications, Inc.
810 F.2d 336 (1987)
Alunni v. Development Resources Group, LLC
445 Fed. Appx. 288, 2011 U.S. App. LEXIS 21792 (2011)
Anheuser-Busch Companies, Inc. v. Summit Coffee Co.
934 S.W.2d 705 (1996)
Asher v. Baxter International Inc.
377 F.3d 727 (2004)

B

Basic Inc. v. Levinson
485 U.S. 224 (1988)
Bateman Eichler, Hill Richards, Inc. v. Berner
472 U.S. 299, 105 S. Ct. 2622, 86 L. Ed. 2d 215 (1985)
Bennett v. Hunter Durham
683 F.3d 734 (2012)
Blue Chip Stamps v. Manor Drug Stores
421 U.S. 723 (1975)
Brown v. Earthboard Sports USA, Inc.
481 F.3d 901 (2007)
Brown v. E.F. Hutton Group, Inc.
991 F.2d 1020 (1993)
Business Roundtable v. Securities and Exchange Commission
647 F.3d 1144 (2011)

C

Carter & Johnson
47 SEC 471 (1981)
Central Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A.
511 U.S. 164 (1994)
Chadbourne & Parke LLP v. Troice
134 S. Ct. 1058 (2014)
Chiarella v. United States
445 U.S. 222 (1980)
City of Pontiac Policemen's and Firemen's Retirement System v. UBS AG
752 F.3d 173 (2014)
Cohen v. Prudential-Bache Securities, Inc.
713 F. Supp. 653 (1989)
Continental Marketing Corp. v. Securities and Exchange Commission
387 F.2d 466 (1967)
Cromeans v. Morgan Keegan & Co., Inc.
69 F. Supp. 3d 934 (2014)

D

De Kwiatkowski v. Bear, Stearns & Co. Inc.
306 F.3d 1293 (2002)
Dirks v. Securities and Exchange Commission
463 U.S. 646 (1983)
Dura Pharmaceuticals, Inc. v. Michael Broudo
544 U.S. 336 (2005)

E

Eichenholtz v. Brennan
52 F.3d 478 (3d Cir. 1995)
Ernst & Ernst v. Hochfelder
425 U.S. 185 (1976)
Escott v. BarChris Construction Corp.
283 F. Supp. 643 (1968)

G

Gabelli v. SEC
568 U.S. 442, 133 S. Ct. 1216, 185 L. Ed. 2d 297 (2013)
GAF Corporation v. Heyman
724 F.2d 727 (1983)
Gaines v. Haughton
645 F.2d 761 (1981)
Ganino v. Citizens Util. Co.
228 F.3d 154 (2000)
Gochnauer v. A.G. Edwards & Sons, Inc.
810 F.2d 1042 (1987)
Gustafson v. Alloyd Company, Incorporated
513 U.S. 561 (1995)

H

Halliburton Co. v. Erica P. John Fund, Inc.
134 S.Ct. 2398 (2014)
Hanson Trust PLC v. SCM Corporation
774 F.2d 47 (1985)
Harrison v. Dean Witter Reynolds, Inc.
974 F.2d 873 (1992)
Haynes v. Anderson & Strudwick, Inc.
508 F. Supp. 1303 (1981)
Hecht v. Harris, Upham & Co.
430 F.2d 1202 (1970)
Hertzberg v. Dignity Partners, Inc.
191 F.3d 1076 (1999)
Hollinger v. Titan Capital Corp.
914 F.2d 1564 (9th Cir. 1990)
Holmes v. Grubman
286 Ga. 636 (2010)

I

In re Dole Food Co., Inc., Stockholder Litigation
2015 WL 5052214 (2015) ("unpublished opinion")
In re Kellogg Brown & Root Inc., et al., Petitioners on writ of Mandamus
756 F.3d 754 (D.C. Cir. 2014)
In re Netflix, Inc.
Securities Exchange Act Release No. 69279 (2013)
In re O.P.M. Leasing Services, Inc.
Bankruptcy No. 81 B 10533 (1983)
In re Software Toolworks, Inc.
38 F.3d 1078 (1994)
In re WorldCom, Inc. Securities Litigation
346 F. Supp. 2d 628 (2004)
In the Matter of Blizzard and Abel
Investment Advisers Release No. 2032 (2002)
In the Matter of Caterpillar, Inc.
Administrative Proceeding No. 3-7692, SEC Rel. No. 34-30532 (1992)
In the Matter of John H. Gutfreund, et al.
51 SEC 93 (1992)
In the Matter of Occidental Petroleum Corporation
[1980 Transfer Binder] Fed. Sec. L. Rep. (CCH) ¶ 82622 (1980)